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FG16/2: Primary Market Bulletin No.12
FG16/2: Primary Market Bulletin No.12. Newsletters First published:. 29/03/2016. Last updated: 03/09/2016. FG16/2: Primary Market Bulletin No.12. November 2015. The Knowledge Base is the UKLA’s repository of non-handbook commentary that has the -
GC16/3: Primary Market Bulletin No. 13
GC16/3: Primary Market Bulletin No. 13. Newsletters First published:. 29/03/2016. Last updated: 03/09/2016. GC16/3: Primary Market Bulletin No. 13. We are consulting on the following changes that we are proposing to make to the Knowledge Base. This -
PS16/10: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17
PS16/10: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17. Policy statements First published:. 29/03/2016. Last updated: 29/03/2016. Share page. PS16/10: Financial Services Compensation Scheme – Management -
PS16/9: Ring-fencing: Disclosures to consumers by non-ring-fenced bodies [pdf]
In this policy statement we summarise the feedback we received to Consultation Paper 15/23 on draft rules for non-ring-fenced bodies, and set out – as near-final – the rules we propose to make later in 2016. -
Final notice 2016: BN1 Cars Ltd [pdf]
This final notice refers to breaches of COND and TC, failing to be open and co-operative. We imposed a refusal. -
Aggregate complaints data charts 2015 H2 [pdf]
Aggregate complaints charts: 2015 (H2). Including opened, closed, upheld, speed of closure and redress. -
Aggregate complaints data 2015 H2 [xlsx]
Aggregate sector wide firm complaints data for 2015 H2. Including opened, closed, upheld, speed of closure and redress. -
Firm level complaints data 2015 H2 [xlsx]
Firm level complaints data 2015 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Ring-fencing: Disclosures to consumers by non-ring-fenced bodies: PS16/9
We have published our final rules for non-ring-fenced bodies. -
Complaints data 2015 H2 summary info [pdf]
Latest statistics summary for complaints data for 2015 H2.