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Co-operation agreement between FCA and ASIC [pdf]
Co-operation agreement between the FCA and ASIC (Australian Securities and Investments Commission). -
Consumer buy-to-let (CBTL) notification to amend firm details form [doc]
This form must not be used by an authorised firm which is also registered for CBTL. -
CBTL de-registration form [doc]
De-registration of consumer buy-to-let (CBTL) firm. -
MCD and/or CBTL notification form [doc]
Mortgage Credit Directive (MCD) and/or Consumer buy-to-let (CBTL) for Authorised Firms. Amending MCD and / or CBTL data. -
PS16/8: FCA Handbook changes regarding the segregation of client money on loan-based crowdfunding platforms, the Innovative Finance ISA, and the regulated activity of advising on peer-to-peer agreements [pdf]
This policy statement summarises and gives our response to feedback to CP16/4: Loan-based crowdfunding platforms and segregation of client money and CP16/5: FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the -
Final notice 2016: JPB Audio Visual Limited [pdf]
The case concerns breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
PS16/8: FCA Handbook changes regarding the segregation of client money on loan-based crowdfunding platforms, the Innovative Finance ISA, and the regulated activity of advising on peer-to-peer agreements
PS16/8: FCA Handbook changes regarding the segregation of client money on loan-based crowdfunding platforms, the Innovative Finance ISA, and the regulated activity of advising on peer-to-peer agreements. Policy statements First published:. -
PS16/7: Future regulatory treatment of CCA regulated first charge mortgages [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper CP15/36 (Future regulatory treatment of CCA regulated first charge mortgages) and publish the final rules. -
CP16/8: Quarterly Consultation Paper No. 12 [pdf]
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
FCA Handbook Notice 31 [pdf]
This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 17 March 2016, and rules and standard terms also made by the Financial Ombudsman Service on 9 and 16