Publications
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Competence notification submission form [xlsx]
Competence notification submission form for retail investment advisers. -
FG16/1: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes [pdf]
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MLAR statistics March 2016: Long-run summary tables [xls]
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. These detailed tables show Residential loans to -
Dear CEO letter – fair treatment of long-standing customers in the life insurance sector [pdf]
Fair treatment of long-standing customers in the life insurance sector. -
FG16/1: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes
In September 2015 we consulted on proposed guidance on our approach to ring-fencing transfer schemes (RFTSs ) and, more generally, our key responsibilities in supporting the wider implementation of ring-fencing in the UK. -
Final notice 2016: Premier Dental Limited [pdf]
This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final notice 2016: James Kirkwood [pdf]
This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final notice 2016: Abbas Khan trading as Parry Lane Services [pdf]
This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final notice 2016: Good Motors Limited [pdf]
This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final notice 2016: Treviso Coffee Co Limited [pdf]
This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.