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FG15/12: Guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014 [pdf]
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FG15/12: Summary of feedback received [pdf]
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Final notice 2015: Carbon Reduction Group Limited [pdf]
This final notice refers to breaches of COND and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal. -
Payment protection insurance research technical report [pdf]
This document reports on a quantitative study into PPI commissioned by us, to accompany the separate analytical report of the findings. We have published this alongside CP15/39: Rules and guidance on payment protection insurance complaints. -
CP15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook
CP15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook. Consultation papers First published:. 30/11/2015. Last updated: 30/11/2015. Share page. CP15/40: Financial Services Compensation Scheme: changes to the -
Improper delegation of authorised activities - a notice for financial adviser firms and their advisers
Firms that are approached to delegate their regulated activities, such as providing pension switching advice, to an unauthorised third party need to be aware of the serious implications that may arise as a result of entering into this type of -
FG15/12: Guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014
In October 2014 we announced a consultation process on guidance on our registration function under the Co-operative and Community Benefit Societies Act 2014. -
DP15/7: Our approach to SMEs as users of financial services [pdf]
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DP15/7: Our approach to SMEs as users of financial services
DP15/7: Our approach to SMEs as users of financial services. Discussion papers First published:. 27/11/2015. Last updated: 25/08/2016. Share page. DP15/7: Our approach to SMEs as users of financial services. This discussion paper reviews the way in -
Final notice 2015: Oaklands Courier Limited [pdf]
The final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.