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Final Notice 2015: Phillip Harold Boakes [pdf]
The case concerns breaches of FIT related to a lack of fitness/propriety in the investment adviser sector . We imposed a prohibition. -
Occasional Paper No. 11: Methods for analysing mortgage markets [pdf]
This paper discusses three different affordability metrics that were constructed as part of the cost benefit analysis of the MMR affordability assessment rules. -
Call for Inputs: Big Data [pdf]
We are seeking views, supported by examples and evidence where possible, of how Big Data is affecting (and is likely to affect) consumer outcomes and competition in the retail general insurance (GI) sector. We are also seeking views on whether our -
Occasional Paper No. 11: Methods for analysing mortgage markets
Occasional Paper No. 11: Methods for analysing mortgage markets. Occasional papers FCA research First published:. 24/11/2015. Last updated: 03/06/2026This paper presents three different affordability metrics that were constructed as part of the cost -
Final Notice 2015: Linda Carole Stuart [pdf]
This final notice refers to numerous breaches of CONC Chapter 8 and SYSC 9.1 related to inability to meet Threshold Condition 2D (appropriate non-financial resources) in the Consumer Credit: Debt Management sector. We imposed a refusal of Part 4A -
Call for Input: Supporting the development and adoption of RegTech [pdf]
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Primary Market Bulletin Issue 12 [pdf]
We explain the latest changes we have made, or are proposing to make, to our Knowledge Base. -
Consultation UKLA Technical Note 209.2 - Listing Principle 2 – Dealing with the FCA in an open and cooperative manner [pdf]
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Consultation UKLA Technical Note 541.2 - Scope and application of vote holder and issuer notification rules [pdf]
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Consultation UKLA Technical Note 546.2 - Voting rights that are disregarded for notification purposes [pdf]