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Final Notice 2015: Robin Choudhury [pdf]
This final notice refers to breaches of FIT related to lack of fitness/propriety in the general insurance and protection sector. We imposed a prohibition. -
Final Notice 2015: Salam Transfer Limited [pdf]
This final notice refers to breaches of the Payment Services Regulations 2009 (the PSRs), Regulation 13, related to lack of fitness/propriety and failing to be open and cooperative with the Financial Conduct Authority. We imposed a refusal of the -
Final notice 2015: Fast Track Money Transfer (UK) Limited [pdf]
This final notice refers to breaches of the Payment Services Regulations 2009 (the PSRs), Regulation 6, related to failure to meet the conditions for authorisation. We imposed a refusal of the firm’s application for authorisation as a payment -
FCA service standards - November 2015 [pdf]
The service standards portfolio provides information about key areas of our service, how we are performing and how firms and consumers assess the levels of satisfaction with our service. -
Final notice 2015: AR Capital [pdf]
This final notice refers to an applicant for Part 4A permission not satisfying the FCA’s appropriate resources and suitability threshold conditions. We refused the application. -
Final notice 2015: Ashley Rudland [pdf]
This final notice refers to a candidate for approval to perform controlled functions not satisfying the competence criteria of the FCA’s Fit and Proper Person Test. We refused the application. -
DP 15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements [pdf]
In this discussion paper, we set out our initial thinking about possible changes to our Handbook to make sure our regulatory approach takes account of two proposed legislative developments that will impact on the regulated loan-based crowdfunding -
DP15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements
DP15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements. Discussion papers First published:. 12/11/2015. Last updated: 12/11/2015. Share page. -
GC15/6: Proposed guidance for firms outsourcing to the ‘cloud’ and other third-party IT services
GC15/6: Proposed guidance for firms outsourcing to the ‘cloud’ and other third-party IT services. Guidance consultations First published:. 12/11/2015. Last updated: 12/11/2015. Share page. GC15/6: Proposed guidance for firms outsourcing to the -
commodities-breakout-session.pdf [pdf]