Publications

Showing 13521 to 13530 of 18851 search results.

13521. Regulatory sandbox

       Documents

       Published: 10/11/2015

       Last modified: 09/11/2016

       Regulatory sandbox. Documents First published:. 10/11/2015. Last updated: 09/11/2016. Share page. This report sets out our plans to expand Project Innovate by implementing a regulatory sandbox. It also sets out proposals for how we can work with

13522. Regulatory sandbox [pdf]

       FCA research

       Published: 10/11/2015

       Last modified: 03/08/2016

13523. FCA Final Notice 2015: Highview Financial Services Limited [pdf]

       Final notices

       Published: 09/11/2015

       Last modified: 09/11/2015

       This Final Notice refers to breaches of PRIN 6, PRIN 11, COND, DISP related to Threshold Conditions in the Consumer Credit sector. We imposed a cancellation.

13524. FCA Handbook Notice 27 [pdf]

       Handbook

       Published: 06/11/2015

       Last modified: 06/11/2015

       This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 5 November 2015. It also contains information about other publications relating to the Handbook and,

13525. PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule Changes [pdf]

       Policy statements

       Published: 06/11/2015

       Last modified: 06/11/2015

       The main issues arising from Consultation Paper 15/11 Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule Changes and publish the final rules.

13526. CP15/36: Future regulatory treatment of CCA regulated first charge mortgages [pdf]

       Consultation papers

       Published: 06/11/2015

       Last modified: 06/11/2015

13527. FCA key performance indicators (KPIs) - 2014/2015: October 2015 [pdf]

       Corporate documents

       Published: 06/11/2015

       Last modified: 06/11/2015

       We are making more information about our performance available, by publishing key performance indicators (KPIs).

13528. CP15/36: Future regulatory treatment of CCA regulated first charge mortgages

       Consultation papers

       Published: 06/11/2015

       Last modified: 06/11/2015

       CP15/36: Future regulatory treatment of CCA regulated first charge mortgages. Consultation papers First published:. 06/11/2015. Last updated: 06/11/2015. Share page. CP15/36: Future regulatory treatment of CCA regulated first charge mortgages. We

13529. PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes

       Policy statements

       Published: 06/11/2015

       Last modified: 08/11/2016

       PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes. Policy statements First published:. 06/11/2015. Last updated: 08/11/2016. Share page. PS15/26:

13530. FCA Final Notice 2015: Tiuta Plc [pdf]

       Final notices

       Published: 05/11/2015

       Last modified: 05/11/2015

       This Final Notice refers to breaches of PRIN 4, COND, MIPRU and IPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.