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Sponsors’ duty regarding directors of listed companies [pdf]
Primary Market/TN/718.2 – Sponsors’ duty regarding directors of listed companies -
Sponsors' obligations on no adverse impact [pdf]
Primary Market/TN/720.2 – Sponsors' obligations on no adverse impact -
Primary Market Technical Note 420.4: Shell companies (cash shells and special purpose acquisition companies (SPACs)) [pdf]
Primary Market Technical Note 420.4: Shell companies (cash shells and special purpose acquisition companies (SPACs)) -
Primary Market Technical Note 707.2: Sponsors who are part of an investment management group [pdf]
Primary Market Technical Note 707.2: Sponsors who are part of an investment management group. -
Primary Market Technical Note 709.5: Sponsor transactions – adequacy of resourcing [pdf]
Primary Market Technical Note 709.5: Sponsor transactions – adequacy of resourcing. -
Primary Market Technical Note 312.2: Shareholder votes in relation to hypothetical transactions [pdf]
Primary Market Technical Note 312.2: Shareholder votes in relation to hypothetical transactions -
Primary Market Technical Note 308.4: Related party transactions – fair and reasonable confirmations [pdf]
Primary Market Technical Note 308.4: Related party transactions – fair and reasonable confirmations -
Primary Market Technical Note 712.3: Additional powers to supervise and discipline sponsors [pdf]
Primary Market Technical Note 712.3: Additional powers to supervise and discipline sponsors. -
Primary Market Technical Note 708.4: Sponsors' obligations on financial position and prospects procedures [pdf]
Primary Market Technical Note 708.4: Sponsors' obligations on financial position and prospects procedures. -
Primary Market Technical Note 704.4: The sponsor’s role on working capital confirmations [pdf]
Primary Market Technical Note 704.4: The sponsor’s role on working capital confirmations.