Publications

Showing 3401 to 3410 of 18805 search results.

3401. Anti-Money Laundering Supervision by the Legal and Accountancy Professional Body Supervisors: Progress and themes from our 2023/2024 supervisory work [pdf]

      OPBAS

      Published: 23/09/2024

      Results of OPBAS supervisory assessments and influence PBSs performance.

3402. Outcome of an internal whistleblowing communications review by the FCA’s senior independent director [pdf]

      Corporate documents

      Published: 23/09/2024

      The handling of internal whistleblowing communications by the chair of the Financial Conduct Authority.

3403. Notice of Decision 2024: Dominic Grunwell [pdf]

      Decision notices

      Published: 20/09/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3404. Information on insurance brokers and brokerages - September 2024

      FOI releases

      Published: 20/09/2024

      Last modified: 31/12/2024

      FCA provides information on insurance brokers and brokerages.

3405. Final Notice 2024: Francis Buckman [pdf]

      Final notices

      Published: 19/09/2024

      This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

3406. Final Notice 2024: PayAfrique.com Limited [pdf]

      Final notices

      Published: 19/09/2024

      This Final Notice refers to a failure to comply with regulatory obligations and carry on payment service activities. We imposed a cancellation.

3407. Notice of Decision 2024: Beachampton Motors Ltd [pdf]

      Decision notices

      Published: 19/09/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3408. Notice of Decision 2024: SELECT MOTORS DONCASTER LTD [pdf]

      Decision notices

      Published: 19/09/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3409. Notice of Decision 2024: Neill Ford Tools Ltd [pdf]

      Decision notices

      Published: 19/09/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3410. Information on financial planning advice firms - September 2024

      FOI releases

      Published: 19/09/2024

      Last modified: 31/12/2024

      FCA provides information on financial planning advice firms - September 2024.