Publications

Showing 4111 to 4120 of 18809 search results.

4111. FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (amendment) [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (amendment)

4112. FCA Technical Note: Sponsors’ obligations on established procedures - FCA TN 719.1 (Amendment) [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note: Sponsors’ obligations on established procedures - FCA TN 719.1 (Amendment).

4113. FCA Technical Note: Sponsor procedures in uncertain market conditions – FCA TN 705.2 (Amendment) [pdf]

      Primary market

      Published: 26/04/2024

      Uncertain market conditions can heighten risks that sponsor firms face from failures in their systems and controls.

4114. FCA Technical Note 704.3 amendment [pdf]

      Primary market

      Published: 26/04/2024

      Sponsor’s role on working capital confirmations.

4115. Primary Market Technical Note 420.3 amendment [pdf]

      Primary market

      Published: 26/04/2024

      Shell companies (cash shells and special purpose acquisition companies (SPACs)).

4116. Primary Market Technical Note 312.1 amendment [pdf]

      Primary market

      Published: 26/04/2024

      Shareholder votes in relation to hypothetical transactions.

4117. Primary Market Technical Note 320.2 amendment [pdf]

      Primary market

      Published: 26/04/2024

      Working capital statement - basis of preparation.

4118. FCA Technical Note 103.1 amendment [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note 103.1 amendment

4119. FCA Technical Note 304.1 amendment [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note 304.1 amendment

4120. FCA Technical Note 308.3 amendment [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note 308.3 amendment