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Notice of Decision 2024: Humberston Motors Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Our approach to consumers
Our Approach to Consumers sets out how we use our powers and tools to protect consumers of financial services, in line with our consumer protection objective. -
Our approach to international firms – at a glance [pdf]
Diagram showing FCA approach to authorising international firms. -
Figure 1: The FCA’s decision-making framework [pdf]
Infographic of the FCA’s decision-making framework -
Our approach to competition
The FCA promotes effective competition in the interests of consumers. -
Our approach to supervision
Our approach to supervision sets out how we carry out our regulatory oversight. It is designed to help firms, consumers and markets understand how we work, and fulfil our accountability to Parliament and to the public. -
Information on Senior Management Functions - March 2024
FCA provides information on Senior Management Functions. -
Notice of Decision 2024: LS & VS Johal - On 27 June 2024, an annulment application was accepted by the Authority and the firm’s authorisation was restored [pdf]
This Notice of Decision (LS & VS Johal) refers to a failure to carry on regulated activities. We imposed a cancellation. However, on 27 June 2024, an annulment application was accepted by the Authority and the firm’s authorisation was restored -
Decision Notice 2023: Nailesh Manubhai Teraiya [pdf]
This Decision Notice refers to breaches of APER 1 related to a trading strategy which resulted in unlawful tax reclaims in the trading firms sector. Our view is that a financial penalty and prohibition should be imposed. -
Notice of Decision 2024: Juvea Medical Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.