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Final Notice 2023: Keal Stevens [pdf]
This final notice (Keal Stevens) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Notice of Decision 2023: Arggen 1 Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We impose a cancellation. -
Final Notice 2023: Motoring World Ltd [pdf]
This final notice (Motoring World Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Primary Market Bulletin 45
This edition of the FCA’s Primary Market Bulletin covers sustainability disclosures, third-country audit firms, listing suspensions and shell company listing rules. -
Notice of Decision 2023: Indigo Fleet Management Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA Board Minutes: 29 June 2023 [pdf]
Minutes of the FCA Board meeting held on 29 June 2023. -
Final Notice 2023: George Robert Mihalache (trading as Reable Autos) [pdf]
This final notice (George Robert Mihalache (trading as Reable Autos)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a -
Authorised fund managers’ assessments of fund value 2023
Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules. -
Final Notice 2023: Matrix Investments (1975) Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail investments and consumer credit sector. We imposed a cancellation. -
Notice of Decision 2023: Radclyffe Mortgage Centre Ltd [pdf]
The Notice of Decision refers to a failure to carry on regulated activities to which its Part 4A permission relates. We imposed a cancellation.