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Information on data collected as part of DP18/1 and FS19/5 on effective competition in non-workplace pensions - June 2023
FCA provides information on data collected as part of DP18/1 and FS19/5 on effective competition in non-workplace pensions -June 2023. -
Consumer Duty firm survey – Spring 2023
The FCA commissioned Ipsos UK to undertake an anonymous survey of 1,230 firms in scope of the Consumer Duty. This survey adds to the FCA's understanding of how prepared firms are for when the Duty comes into force for products and services that are -
Ed Smith interview on Consumer Duty outcomes monitoring [mp3]
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Final Notice 2023: Denis Lee Morgan [pdf]
This Final Notice refers to breaches of FIT related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a prohibition and withdrawal of approvals. -
Retail Investments Product Sales Data (PSD) Tables 2022 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2022. -
Mortgages Product Sales Data (PSD) quarterly tables 2022 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us quarterly. These tables are for 2022. -
Final Notice 2023: Giovanni Automobili ltd [pdf]
Final notice issued against Giovanni Automobili ltd. -
Mortgages Product Sales Data (PSD) monthly tables 2022 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us. These tables are for 2022. -
Consumer Duty firm survey results Spring 2023 [pdf]
Ipsos UK undertook this research for the FCA. The FCA wanted to understand what progress firms have made in preparing for the Consumer Duty and what support they need to complete their preparations. -
Information on fines data - June 2023
FCA provides information on fines data -June 2023.