Publications

Showing 5211 to 5220 of 18811 search results.

5211. Information on whistleblowing disclosures - June 2023

      FOI releases

      Published: 01/06/2023

      Last modified: 01/01/2025

      FCA provides information on whistleblowing disclosures May 2023.

5212. FS23/2: Decisions on US dollar LIBOR: Feedback to CP22/21 [pdf]

      Feedback statements

      Published: 31/05/2023

      FS23/2: Decisions on US dollar LIBOR: Feedback to CP22/21.

5213. Annex 4 Benchmarks Regulation – Notice of proposed modifications [pdf]

      LIBOR notices

      Published: 31/05/2023

      Annex 4 Benchmarks Regulation – Notice of proposed modifications USD LIBOR.

5214. FS23/2: Decisions on US dollar LIBOR – feedback to CP22/21

      Feedback statements

      Published: 31/05/2023

      Last modified: 31/05/2023

      In April 2023, following your feedback on proposals to use our Benchmarks Regulation (BMR) powers on US dollar LIBOR, we confirmed our approach. We now publish our Feedback Statement and next steps.

5215. Article 23B Benchmarks Regulation – Notice Specifying the Effective Date of the Prohibition on Use of Article 23A Benchmark [pdf]

      LIBOR notices

      Published: 31/05/2023

      Article 23B Benchmarks Regulation – Notice Specifying the Effective Date of the Prohibition on Use of Article 23A Benchmark.

5216. Follow‐up to questionnaire on democratic member control and economic participation [pdf]

      Correspondence

      Published: 26/05/2023

      Letter to follow-up on retail consumer cooperatives questionnaire.

5217. Mutual societies registration function: 2022-23

      Corporate documents

      Published: 26/05/2023

      Last modified: 26/05/2023

      An update on the FCA's work and a breakdown of societies on the register.  

5218. CP23/13: Strengthening protections for borrowers in financial difficulty: Consumer credit and mortgages [pdf]

      Consultation papers

      Published: 25/05/2023

      This consultation sets out how we plan to incorporate aspects of the TSG into Consumer Credit (CONC) and Mortgages and Home Finance: Conduct of Business (MCOB) sourcebooks and withdraw the TSG.

5219. Final Notice 2023: Kingsbridge Capital Advisors Limited [pdf]

      Final notices

      Published: 25/05/2023

      This Final Notice (Kingsbridge Capital Advisors Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment adviser sector. We imposed a

5220. Notice of Decision 2023: Compensation Advice Accident Support Ltd [pdf]

      Decision notices

      Published: 25/05/2023

      This Notice of Decision (Compensation Advice Accident Support Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.