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Final Notice 2023: Lighthouse Advisory Services Limited [pdf]
This Final Notice refers to breaches of Principles 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We published a public censure -
Final Notice 2023: Platinum Motor Company Ltd [pdf]
'The Final Notice refers to breaches of the suitability and appropriate resources Threshold Conditions (COND), and to be open and co-operative with the Authority (Principle 11) in the consumer credit sector. We imposed a cancellation -
Information on the number and value of mortgages with advances greater than £5 million May 2023
FCA provides information on the number and value of mortgages with advances greater than £5 million May 2023. -
CP23/11: Remuneration: Enhancing proportionality for dual‑regulated firms [pdf]
We want to ensure our remuneration rules for smaller, less complex dual-regulated firms are proportionate to the risks they pose to consumers and markets in the UK. -
Financial Lives survey: Frequently Asked Questions [pdf]
Follow-up survey on what has changed in financial services for people in the UK over the last year. -
Portfolio letter for SIPP operators [pdf]
Our letter setting out expanded expectations of firms under the Consumer Duty -
Number of skilled persons reports commissioned in Q3 2022/23 (October – December 2022) [pdf]
Number of skilled persons reports commissioned in Q3 2022/23 (October – December 2022) -
Number of skilled persons reports commissioned in Q4 2022/23 (January – March 2023) [pdf]
Number of skilled persons reports commissioned in Q4 2022/23 (January – March 2023) -
Hospitality and gifts log, January – March 2023 [pdf]
Hospitality and gifts received by the FCA’s Chairman, Executive Members of the FCA Board, Executive Committee Members and Non-Executive Directors. -
FCA Board Minutes: 30 March 2023 [pdf]
Minutes of the FCA Board meeting held on 30 March 2023.