Publications

Showing 5381 to 5390 of 18811 search results.

5381. Information on sanctions breaches - March 2023

      FOI releases

      Published: 21/03/2023

      Last modified: 01/01/2025

      FCA provides information on sanctions breaches - March 2023.

5382. Primary Market Bulletin 44

      Newsletters

      Published: 20/03/2023

      Last modified: 07/07/2026

      This edition of the FCA’s Primary Market Bulletin covers board diversity, the requirement for a prospectus where securities are issued pursuant to a scheme of arrangement, primary information providers and MAR Article 17.

5383. Dear CEO letter: ESG Benchmarks Review [pdf]

      Dear CEO letters

      Published: 20/03/2023

      FCA sets out assessment of the risks observed and the issues identified based on its preliminary review.

5384. Prohibiting the sale to retail clients of investment products that reference cryptoassets [pdf]

      Impact assessments

      Published: 20/03/2023

      The measure prohibits the sale, marketing, and distribution of derivatives and exchange-traded notes (ETNs) that reference particular types of unregulated, transferable cryptoassets to all retail clients by firms in or from the UK.

5385. Inside FCA Karen Croxson research interview hi version [mp3]

      Published: 17/03/2023

5386. Inside FCA Karen Croxson research interview lo version [mp3]

      Published: 17/03/2023

5387. Dr Karen Croxson Inside FCA podcast interview transcript [PDF] [pdf]

      Transcripts

      Published: 17/03/2023

      Read a transcript of an Inside FCA podcast interview with Dr Karen Croxson, explaining the role of research at the FCA.

5388. Call for Input: SME access to the Financial Ombudsman Service

      Calls for input

      Published: 17/03/2023

      Last modified: 19/06/2023

      We are looking to start a review of the rules extending SME access to FOS.

5389. OPBAS Multi-PBS project on TCSP risk [pdf]

      Multi-firm reviews

      Published: 16/03/2023

      Report from a multi-PBS project looking at how professional bodies assess TCSP risk.

5390. Portfolio Letter: FCA priorities for payments firms [pdf]

      Portfolio letters

      Published: 16/03/2023

      FCA priorities for payments firms portfolio letter.