Publications

Showing 5421 to 5430 of 18811 search results.

5421. Information on Long Term Asset Fund (LTAF) - March 2023

      FOI releases

      Published: 07/03/2023

      Last modified: 01/01/2025

      FCA provides information on Long Term Asset Fund (LTAF) - March 2023.

5422. Warning Notice Statement 23/1 [pdf]

      Warning notices

      Published: 06/03/2023

      The FCA gave the following 2 individuals warning notices on 28 September 2022 proposing to take action (being the imposition of financial penalties) in respect of the conduct summarised in this statement.

5423. Information on enforcement actions for non-compliant Personal Account Dealing (PAD) and MiFID II transaction reporting - March 2023

      FOI releases

      Published: 06/03/2023

      Last modified: 31/12/2024

      FCA provide information on enforcement actions for non-compliant Personal Account Dealing (PAD) and MiFID II transaction reporting - March 2023.

5424. CP23/6: Quarterly Consultation Paper No. 39 [pdf]

      Consultation papers

      Published: 03/03/2023

      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

5425. Memorandum of Understanding between the FCA and the Department for the Economy [pdf]

      Memorandums of understanding

      Published: 03/03/2023

      Memorandum of Understanding between the FCA and DfE

5426. Implementing the Consumer Duty in Credit Unions [pdf]

      Portfolio letters

      Published: 03/03/2023

      Consumer Duty letter for Credit Unions.

5427. Implementing the Consumer Duty in Credit Brokers [pdf]

      Portfolio letters

      Published: 03/03/2023

      Consumer Duty letter to credit brokers

5428. Implementing the Consumer Duty in Mortgage Intermediaries [pdf]

      Portfolio letters

      Published: 03/03/2023

      Consumer Duty letter to mortgage intermediaries

5429. Information on enforcement cases - March 2023

      FOI releases

      Published: 03/03/2023

      Last modified: 01/01/2025

      FCA provides information on enforcement cases - March 2023.

5430. Implementing the Consumer Duty in the Motor Finance Providers portfolio [pdf]

      Portfolio letters

      Published: 03/03/2023

      Consumer Duty letter for the Motor Finance Providers porfolio