Publications

Showing 5471 to 5480 of 18811 search results.

5471. Final Notice 2022: Tyne Point Car Sales Limited [pdf]

      Final notices

      Published: 15/02/2023

      This final notice (Tyne Point Car Sales Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.

5472. Final Notice 2023: Amigo Loans Ltd [pdf]

      Final notices

      Published: 14/02/2023

      This Final Notice refers to breaches of Principle 2 (skill, care and diligence), Principle 3 (management and control) and Principle 6 (customers’ interests) related to failure to conduct adequate affordability checks in the Consumer Credit sector.

5473. Information on agreements / MoUs concerning the short-selling of US stocks - February 2023

      FOI releases

      Published: 14/02/2023

      Last modified: 31/12/2024

      Information on agreements / MoUs concerning the short-selling- February 2023

5474. FCA letter to Unite the Union, February 2023 [pdf]

      Correspondence

      Published: 13/02/2023

      FCA response to Unite the Union's letter of 1 February 2023.

5475. DP23/1: Finance for positive sustainable change: governance, incentives and competence in regulated firms [pdf]

      Discussion papers

      Published: 10/02/2023

      The aim of this Discussion Paper is to encourage an industry‑wide dialogue on firms’ sustainability‑related governance, incentives, and competencies.

5476. DP23/1: Finance for positive sustainable change

      Discussion papers

      Published: 10/02/2023

      Last modified: 05/06/2026

      We are asking for views on sustainability-related governance, incentives and competence in regulated firms.

5477. Information on FCA regulatory decisions committee - February 2023

      FOI releases

      Published: 10/02/2023

      Last modified: 01/01/2025

      FCA provides information on FCA Regulatory Decisions Committee - February 2023.

5478. First Supervisory Notice 2023: Campbell & Associates Independent Financial Advice Limited [pdf]

      Supervisory notices

      Published: 10/02/2023

      Last modified: 12/06/2023

      For the reasons given and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements on Campbell & Associates Independent Financial Advice Limited.

5479. FS23/1: Synthetic Data Call for Input Feedback Statement [pdf]

      Feedback statements

      Published: 09/02/2023

      FS23/1 follows our call for input where we asked for feedback on the broader challenges in accessing high quality data for innovation in financial services.

5480. Information on investment funds that breached 10% threshold- February 2023

      FOI releases

      Published: 09/02/2023

      Last modified: 01/01/2025

      FCA provides information on investment funds that breached 10% threshold- February 2023.