Publications

Showing 5491 to 5500 of 18811 search results.

5491. Emily Shepperd, diary engagements, October – December 2022 [pdf]

      FOI releases

      Published: 07/02/2023

      External meetings (excludes meetings with regulated firms).

5492. Jeannette Lichner, diary engagements, October – December 2022 [pdf]

      FOI releases

      Published: 07/02/2023

      External meetings (excludes meetings with regulated firms).

5493. Stephen Bravinner Roman, diary engagements, October – December 2022 [pdf]

      FOI releases

      Published: 07/02/2023

      External meetings (excludes meetings with regulated firms).

5494. Inside FCA podcast transcript Sean Cafferky Consumer Duty interview [pdf]

      Published: 07/02/2023

      Inside FCA Podcast transcript on the CD consumer support outcome

5495. Financial promotions data 2022

      Firm and market data

      Published: 03/02/2023

      Last modified: 03/02/2023

      The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.

5496. Decision Notice 2022: Saranac Partners Limited [pdf]

      Decision notices

      Published: 03/02/2023

      Last modified: 03/02/2023

      The Decision Notice refers to Thomas Kalaris failing to be open and co-operative by giving untrue and misleading evidence to the Authority in relation to two different investigations. The Authority is not satisfied as to his honesty and integrity.

5497. Implementing the Consumer Duty in Asset Management, Custody & Fund Services and Alternatives portfolios [pdf]

      Portfolio letters

      Published: 03/02/2023

      Consumer Duty Letter – Asset Management, Custody & Fund Services and Alternatives

5498. Portfolio letter: Our Asset Management Supervision Strategy [pdf]

      Portfolio letters

      Published: 03/02/2023

      This letter outlines the harms to consumers or markets that we think are most likely to arise from asset managers' business models.

5499. Implementing the Consumer Duty in Life Insurance [pdf]

      Portfolio letters

      Published: 03/02/2023

      Consumer Duty letter – Life Insurance

5500. Financial promotions quarterly data 2022 Q4

      Data

      Published: 03/02/2023

      Last modified: 05/05/2023

      We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022.