Publications
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Nikhil Rathi, diary engagements, July - September 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Sarah Pritchard, diary engagements, July-September 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Jeanette Lichner, diary engagements, July-September 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Stephen Braviner Roman, diary engagements, July-September 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Inside FCA Podcast: Understanding the Consumer Duty products and services outcome [pdf]
Inside FCA Podcast on understanding the Consumer Duty products and services outcome transcript. -
First Supervisory Notice 2022: Micro-E C.I.C [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 55L(2)(a) and (3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Micro-E C.I.C -
Information on senior manager functions - January 2023
FCA provides information on senior manager functions. -
Information on mortgages with advances greater than £5 million - January 2023
FCA provides information on mortgages with advances greater than £5 million. -
Whistleblowing quarterly data 2022 Q3
Our data shows the number of new whistleblowing reports the FCA received in July to September 2022 and the allegations they featured. -
CP23/2: Streamlining our transparency rules on structured digital reporting of annual financial statements by companies [pdf]
The FCA are consulting on changes to streamline our existing rules that require in-scope companies to prepare, publish and file their annual financial report in an electronic format, and the financial statement within it to be in a ‘structured