Publications

Showing 5591 to 5600 of 18811 search results.

5591. CRAs application for registration (notes) [docx]

      Forms

      Published: 29/12/2022

      Last modified: 29/12/2022

      Application for registration notes for credit rating agencies (CRAs).

5592. Final Notice 2022: Eternal Peace Funeral Plans [pdf]

      Final notices

      Published: 23/12/2022

      This final notice (Eternal Peace Funeral Plans Ltd) refers to a failure to satisfy threshold conditions (COND) in relation to a firm within the Funeral Plans sector. We refused the firm’s application for authorisation.

5593. Cynllun iawndal i ddefnyddwyr ar gyfer cyngor anaddas i drosglwyddo allan o Gynllun Pensiwn British Steel [pdf]

      Policy statements

      Published: 22/12/2022

      Mae’r datganiad polisi hwn yn nodi rheolau terfynol ar gyfer cynllun iawndal i gyn-aelodau Cynllun Pensiwn British Steel (BSPS) a drosglwyddodd allan ohono ar ôl cael cyngor anaddas i wneud hynny.

5594. Final Notice 2022: Lyonnaise De Banque [pdf]

      Final notices

      Published: 21/12/2022

      This final notice (Lyonnaise De Banque) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a firm within the TPR. We imposed a cancellation.

5595. FCA Enterprise Act Annual Report 2021/22 [pdf]

      Corporate documents

      Published: 21/12/2022

      FCA Enterprise Act Annual Report 2021/22

5596. RPC-FCA-5228: Funeral plans regulation [pdf]

      Corporate documents

      Published: 21/12/2022

      RPC-FCA-5228: Funeral plans regulation.

5597. First Supervisory Notice 2022: Pello Capital Limited [pdf]

      Supervisory notices

      Published: 21/12/2022

      Last modified: 23/12/2022

      This First Supervisory Notice refers to breaches of Prin 3, 4 and 11 related to failing demonstrate that Pello Capital Limited has adequate and appropriate systems and controls to effectively manage risks. Failing to maintain adequate financial

5598. Enhancing climate-related disclosures by standard listed companies [pdf]

      Corporate documents

      Published: 21/12/2022

      Enhancing climate-related disclosures by standard listed companies.

5599. Enhancing climate-related disclosures by asset managers, life insurers and FCA-regulated pension providers [pdf]

      Corporate documents

      Published: 21/12/2022

      Enhancing climate-related disclosures by asset managers, life insurers and FCA-regulated pension providers.

5600. Final Notice 2022: Bellamachina Ltd [pdf]

      Final notices

      Published: 20/12/2022

      Last modified: 01/03/2023

      This final notice refers to a failure to satisfy the suitability threshold condition (COND).