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  1. Final Notice 2022: Elite UK Claims [pdf]

    Final notices

    Published: 30/09/2022

    Final Notice 2022: Elite UK Claims. This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Claims Management Company sector. We refused the firm’s application for authorisation
  2. Final Notice 2022: E.A. McCarroll [pdf]

    Final notices

    Published: 29/09/2022

    This Final Notice (E.A. McCarroll) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.
  3. Dear CEO letter: Expectations on rising cost of living and insurance [pdf]

    Dear CEO letters

    Published: 29/09/2022

    Dear CEO letter on the FCA's expectations of insurance firms with the rising cost of living
  4. Consumer Duty detailed timeline [pdf]

    Documents

    Published: 27/09/2022

    Full timeline of the key Consumer Duty milestones.
  5. Final Notice 2022: One Life Funeral Planning Limited [pdf]

    Final notices

    Published: 26/09/2022

    This Final Notice (One Life Funeral Planning Limited) refers to a failure to satisfy threshold conditions (COND) in the Funeral Plans sector. We refused the firm’s application for authorisation
  6. Assessing liquidity for orderly wind-down: good and poor practices from general insurance brokers

    Multi-firm reviews

    Published: 23/09/2022

    Last modified: 03/12/2025

    We set out findings of our multi-firm review of general insurance brokers, where we have identified areas for improvement which firms can learn from.
  7. CP22/18: Guidance on the trading venue perimeter [pdf]

    Consultation papers

    Published: 22/09/2022

    Last modified: 14/10/2022

    Consultation paper on new guidance on the regulatory perimeter for trading venues
  8. Final Notice 2022: Luke Andrew Durrant [pdf]

    Final notices

    Published: 22/09/2022

    The Final Notice refers to breaches of FIT related to lack of fitness and proprietary in the General Insurance and Pensions sector. We imposed a prohibition.
  9. Final Notice 2022: Gosforth Car Centre Limited [pdf]

    Final notices

    Published: 21/09/2022

    This final notice (Gosforth Car Centre Limited) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.
  10. Report on insurance for multi‑occupancy buildings [pdf]

    Corporate documents

    Published: 21/09/2022

    This review focuses on understanding and assessing the factors which affect premiums for mid-rise and high-rise multi-occupancy buildings and the impact on leaseholders.
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