Publications

Showing 5881 to 5890 of 18811 search results.

5881. OBIE letter to Joint Regulatory Oversight Committee, 1 August 2022 [pdf]

      Correspondence

      Published: 09/08/2022

      The Open Banking Implementation Entity's response to our letter regarding onboarding the strategic working group chair.

5882. Joint Regulatory Oversight Committee letter to OBIE, 1 August 2022 [pdf]

      Correspondence

      Published: 09/08/2022

      The Joint Regulatory Oversight Committee's letter to the Open Banking Implementation Entity regarding onboarding the strategic working group chair.

5883. Joint Regulatory Oversight Committee letter to OBIE, 24 June 2022 [pdf]

      Correspondence

      Published: 09/08/2022

      The Joint Regulatory Oversight Committee's letter to the Open Banking Implementation Entity on the objectives and expected deliverables of the strategic working group.

5884. Information on senior manager appointments - August 2022

      FOI releases

      Published: 09/08/2022

      Last modified: 14/08/2023

      The FCA provides information information on senior manager appointments.

5885. Final Notice 2022: Sir Christopher Gent [pdf]

      Final notices

      Published: 05/08/2022

      Last modified: 12/08/2022

      This Final Notice (Sir Christopher Gent) refers to breaches of the Market Abuse Regulations related to unlawful disclosure of inside information in the issuers sector. We imposed a financial penalty

5886. Whistleblowing quarterly data 2022 Q1

      Data

      Published: 04/08/2022

      Last modified: 04/08/2022

      Our data shows the number of new whistleblowing reports the FCA received in January to March 2022 and the allegations they featured.

5887. Information on number of approved applications - August 2022

      FOI releases

      Published: 04/08/2022

      Last modified: 14/08/2023

      The FCA provides information information on Number of approved applications.

5888. Information on monthly cyber incidents for fund administration firms - August 2022

      FOI releases

      Published: 04/08/2022

      Last modified: 14/08/2023

      The FCA provides information on cyber incidents for firms that provide administration services to fund management companies.

5889. PS22/11: Improvements to the Appointed Representatives regime [pdf]

      Policy statements

      Published: 03/08/2022

      This Policy Statement (PS) summarises and responds to feedback received to Chapters 3 and 4 of our CP.

5890. FCA Board Minutes: 23 June 2022 [pdf]

      Meeting minutes

      Published: 03/08/2022

      Minutes of the FCA Board meeting held on 23 June 2022.