Publications
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Charles Randell, diary engagements, April – June 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Jeannette Lichner, diary engagements, April - June 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Information on cyber incidents - July 2022
The FCA answers multiple questions on cyber breach incidents. -
Stephen Braviner Roman, diary engagements, April - June 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Information on funds authorised since 2015 - July 2022
The FCA provides information on the number of all Funds (including authorised Funds, AIFs, UCITs & Collective Investment Schemes) authorised since 2015. -
Review of TCFD-aligned disclosures by premium listed commercial companies
Following the introduction of a climate-related disclosure rule as a first step to improving the quality and quantity of disclosures across the corporate sector, we outline our preliminary observations and reiterate our expectations. -
Decision Notice 2022: Richard Adam [pdf]
The Decision Notice (Richard Adam) refers to knowing concern in breaches of the Market Abuse Regulations and Listing Rules, in the issuer’s sector. Our view is that a financial penalty should be imposed. -
Final Notice 2022: Philippe Moryoussef [pdf]
This Final Notice refers to Mr Moryoussef’s fitness and propriety to perform a regulated function, following his conviction for conspiracy to defraud. We have prohibited Mr Moryoussef from performing any function in relation to a regulated activity -
Decision Notice 2022: Zafar Khan [pdf]
The Decision Notice (Zafar Khan) refers to knowing concern in breaches of the Market Abuse Regulations and Listing Rules, in the issuer’s sector. Our view is that a financial penalty should be imposed. -
Decision Notice 2022: Carillion (in liquidation) [pdf]
The Decision Notice (Carillion (in liquidation)) refers to breaches of the Market Abuse Regulations and Listing Rules, within the issuer’s sector. Our view is that a public censure should be imposed.