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Decision Notice 2022: Richard John Howson [pdf]
The Decision Notice (Richard John Howson) refers to knowing concern in breaches of the Market Abuse Regulations and Listing Rules, in the issuer’s sector. Our view is that a financial penalty should be imposed. -
Listing Authority Advisory Panel Annual Report 21/22 [pdf]
Listing Authority Advisory Panel’s Annual Report for 2021-22 -
PS22/9: A new Consumer Duty [pdf]
We set out the final rules and guidance for a new Consumer Duty that will set higher expectations for the standard of care firms give consumers. -
FG22/5: Final non-Handbook Guidance for firms on the Consumer Duty [pdf]
The Consumer Duty sets the standard of care that firms should give to customers in retail financial markets. -
PS22/9: A new Consumer Duty
We are consulting for a second time on our proposals to set a higher standard of consumer protection in retail financial markets, where firms compete vigorously in the interests of consumers. -
Decision Notice 2022: One Life Funeral Planning [pdf]
This Decision Notice refers to a failure to satisfy threshold conditions (COND) in the Funeral Plans sector. We refused the firm’s application for authorisation. -
Information on LTAF applications - July 2022
The FCA provides information on Information on ELTIF and LTAF applications/authorisations since 2015. -
Financial promotions quarterly data 2022 Q2
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022. -
The retail intermediary market 2021
This page provides the FCA's analysis of the intermediary sector in 2021 based on data drawn from the Retail Mediation Activities Return (RMAR). -
The retail intermediary market 2021 underlying data [xlsx]
Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2021.