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Portfolio letter: FCA supervisory strategy for Lifetime Mortgage Providers [pdf]
In this letter, we provide an updated view of the current key risks of harm and outline our expectations of firms. Provide an overview of our supervisory strategy and programme of work to ensure that firms are meeting our expectations, and harms are -
FS22/4: ESG integration in UK capital markets
We summarise feedback to our discussion chapter (in CP21/18) on environmental, social and governance (ESG) integration in UK capital markets and set out our potential next steps. -
PS22/7: FCA regulated fees and levies 2022/23 [pdf]
We are publishing 2021/22 periodic regulatory fees as well as feedback on responses on draft fees and levies rules in CP22/7. -
Retail Investments Product Sales Data (PSD) Tables 2021 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2021. -
Mortgages Product Sales Data (PSD) monthly tables 2021 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us. These tables are for 2021. -
Mortgages Product Sales Data (PSD) quarterly tables 2021 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us quarterly. These tables are for 2021. -
Product Sales Data Pure Protection Contracts Tables 2021 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2021. -
Portfolio letter: FCA Supervisory strategy for the Debt Advice portfolio [pdf]
The FCA updates debt advice firms on the key risks they pose, outlining its expectations of how these risks should be mitigated, and sets out a supervisory strategy to ensure that firms meet its expectations. -
mifid-intragroup-notification-for-change-in-controller.doc [doc]
mifid-intragroup-notification-for-change-in-controller.doc -
Portfolio letter: FCA supervisory strategy for Mainstream Consumer Credit Lenders (MCCL) portfolio [pdf]
In this letter, we provide an updated view of the key risks that MCCL firms pose to their consumers and the markets in which they operate. Outline our expectations of MCCL firms, including how firms should be mitigating these key risks. Provide an