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Information on Operational resilience guidelines (PS21/3) - June 2022
The FCA provides information on Operational resilience guidelines (PS21/3). -
GC22/2: Branch and ATM closures and conversions: Updated guidance for firms [pdf]
The focus of this guidance consultation is on changes in provision of in-person services. We want firms to support customers effectively through any transitions triggered by changes to access -
Commentary on Mortgage lending statistics Q1 2022
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2022 Q1. -
Information on return of client assets - June 2022
The FCA provides information on return of cliemt assets. -
Information on nonfinancial misconduct and SMCR investigations - June 2022
The FCA provides data on nonfinancial misconduct and SMCR investigations. -
Information on sanctions and investigations on climate-related disclosures - June 2022
The FCA provides information regarding sanctions and investigations on climate-related disclosures. -
Portfolio Letter: Lloyd’s and London Market Insurance Intermediaries (& Managing General Agents) [pdf]
This Portfolio Letter provides an updated view of the current key risks of harm and outlines our expectations from firms in this sector. -
Portfolio Letter: Personal & Commercial Lines Insurance Intermediaries [pdf]
This Portfolio Letter provides an updated view of the current key risks of harm and outlines our expectations from firms in this sector. -
Information on enforcement on SMCR - June 2022
The FCA provides information potential breaches of the SMCR generally and non-financial misconduct specifically. -
FG22/6: Branch and ATM closures or conversions
Updated guidance on our expectations of firms considering the closure of a branch or the conversion of free-to-use ATMs