Publications
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Financial crime controls at challenger banks
Ensuring the firms we regulate are effective in preventing financial crime, such as money laundering and sanctions evasion, remains a key priority. This includes testing the financial crime controls of new business models as they enter the UK -
Information on the Senior Managers Certification Regime fines - April 2022
The FCA provides information on how many fines were issued to Senior managers. -
Request for Andrew Bailey Emails on IRHP
The FCA provides copies of Emails sent to or received from the email account of Andrew Bailey between 1 July 2016 and 31 December 2016 in which the term 'IRHP' or 'swaps' appears. -
FOI7819 additional information provided [pdf]
The FCA provides Martin Wheatley's emails regarding interest rate hedging product (IRHP, swaps) review. -
FOI8333 additional information provided [pdf]
The FCA provides Andrew Bailey's emails on IRHP. -
FUND 3.2.2R Disclosures [docx]
FUND 3.2.2R Disclosures -
Request for Martin Wheatley emails on IRHP - April 2022
The FCA provides emails to and from the email account of Martin Wheatley in which the interest rate hedging product (IRHP, swaps) review was referred to between 1 January 2013 and 1 July 2013. -
FCA response to Complaints Commissioner's Report FCA001526 [pdf]
The FCA response to Complaints Commissioner's Report FCA001526 -
FCA response to Complaints Commissioner's Report FCA001533 [pdf]
The FCA response to Complaints Commissioner's Report FCA001533 -
PS22/3: Diversity and inclusion on company boards and executive management [pdf]
This Policy Statement sets out our final policy decision for proposals set out in CP 21/24 ‘Diversity and inclusion on company boards and executive committees’