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IRHP letter from Dentons (on behalf of FCA) to Hausfeld (acting on behalf of APPG) dated 10 March 2022 [pdf]
Correspondence with legal representatives for the All Party Parliamentary Group on Fair Business Banking regarding a potential judicial review of the FCA’s 2021 decision on interest rate hedging products. -
Portfolio letter: FCA strategy for Non-Bank (mortgage) Lenders (NBL) [pdf]
Letter setting out our views on the key risks of harm for NBLs' mortgage customers and our expectations for mitigating these. -
Data on Skilled Persons Reports 2013-2021 - March 2022
The FCA provides data on Skilled persons reviews commissioned under section 166 of the Financial Services and Markets Act 2000 (FSMA). -
Portfolio letter: FCA strategy for the Retail Mortgage Lenders (RMLs) portfolio [pdf]
Portfolio letter sent out to firms to set out our view of risks of harm and expectations from firms. -
Application for entry on register of SEF Managers [docx]
Application for entry on register of SEF Managers -
Application for entry on register of RVECA Managers [docx]
Application for entry on register of RVECA Managers -
Notification of senior personnel that effectively direct the business of a SEF and/or RVECA fund [docx]
Notification of senior personnel that effectively direct the business of a SEF and/or RVECA fund -
FCA Board Minutes: 27 January 2022 [pdf]
Minutes of the FCA Board meeting held on 27 January 2022. -
Information on consumer protection powers under Unfair Trading Regulations 2008 - March 2022
The FCA provides information regarding Consumer Protection powers under Unfair Trading Regulations 2008. -
Portfolio letter: FCA strategy for Credit Unions [pdf]
This letter provides an updated view of the key risks of harm we believe are present for this sector, outlines our expectations of firms and provides an overview of our strategy and programme of work to ensure that firms are meeting our expectations,