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RegData taxonomy entry point mapping [xlsx]
RegData taxonomy entry point mapping. -
First Supervisory Notice 2021: Renaissance Advisory Ltd [pdf]
For the reasons given in this First Supervisory Notice (Renaissance Advisory Ltd), the Authority has decided to vary Renaissance Advisory Ltd’s permissions with the effect that it no longer has permission to conduct any regulated activities. -
CP21/36: A new Consumer Duty: Feedback to CP21/13 and further consultation [pdf]
We want to see a higher level of consumer protection in retail financial markets, where firms compete vigorously in the interests of consumers. -
FCA response to the Complaints Commissioner’s Report: FCA001338 [pdf]
The FCA’s response to the Complaints Commissioner’s Report: FCA001338. -
FOI8778 Annex [pdf]
List of firms with permission Advising on Pension Transfers and Pension Opt Outs. -
DP21/5: Compensation framework review [pdf]
Start of a discussion with stakeholders on the compensation framework and the purpose, scope and funding of the FSCS -
Information on regulated firms dealing with investments - 6 December 2021
The FCA responds to multiple questions on regulated firm permissions for investments and pensions. -
CP21/35: Quarterly Consultation Paper No. 34 [pdf]
We want to know what you think of our proposals. Comments should reach us by 10 January 2022 for Chapter 2, 3, 5 and 6, and 17 January 2022 for Chapter 4. -
CP21/34: Improving the Appointed Representatives regime [pdf]
We propose changes to the Appointed Representatives (AR) regime to reduce potential harm to consumers and markets. -
Update regarding the future of Liverpool Victoria [pdf]
Our response to questions on the proposed sale of Liverpool Victoria Financial Services (LV) to Bain Capital