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CP21/35: Quarterly Consultation Paper No. 34
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
Final Notice 2021: Donna Worsfold [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation. -
PS21/22: Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules [pdf]
This Policy Statement summarises the feedback received to CP21/21, setting out our policy response to a review of the effectiveness of our primary markets. -
Final Notice 2021: Wills Cars Limited [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation. -
PS21/22: Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules
We set out our new rules to make primary markets work more effectively for both companies and investors. -
PS21/21: The stronger nudge to pensions guidance: feedback on CP21/11 and final rules and guidance [pdf]
PS21/21: The stronger nudge to pensions guidance: feedback on CP21/11 and final rules and guidance -
Information on FX and CFD firms - December 2021
The FCA replies to multiple questions on FX and CFD firms. -
Information on failed firms involved with retail minibonds - December 2021
The FCA provides information on FCA-regulated firms that failed over the last 5 years that had been involved in issuing/distribution retail minibonds. -
PS21/21: The stronger nudge to pensions guidance: feedback on CP21/11 and final rules and guidance
We have published our final rules and guidance for firms on the stronger nudge to Pension Wise guidance. -
FOI8736 Annex [pdf]
The FCA provides emails that set out the decisions taken in relation to the phishing controls that were applied to correspondence between Unite and employees within the FCA.