Publications
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Numbers of staff holding roles under the Proceeds of Crime Act 2002
The FCA responds to request for information on numbers of staff holding roles under the Proceeds of Crime Act 2002 -
FOI8523 Annex [csv]
This annex provides information on how many lifetime mortgages were rebroked to a new lender by year and month. This data was requested by FOI8523. -
Final Notice 2021: William Bernard Drinkwater [pdf]
This final notice (William Bernard Drinkwater) refer to a failure to satisfy the Fit and Proper Test (FIT) and a failure to satisfy the suitability threshold condition (COND) in the consumer credit sector. We imposed cancellation and prohibition -
Portfolio Letter: Supervisory Strategy for Life Insurers [pdf]
FCA portfolio letter on the supervisory strategy for life insurers. -
Information on lifetime mortgages - August 2021
The FCA provides information on how many lifetime mortgages were rebroked to a new lender by year and month. -
General Insurance Pricing Practices: Q&As on the published rules [pdf]
We provide answers to frequently-asked questions regarding the application of some of our rules following publication of PS21/5 -
PS21/11: General insurance pricing practices – amendments [pdf]
PS21/11: General insurance pricing practices – amendments. -
Portfolio strategy letter: investment-based crowdfunding [pdf]
Portfolio strategy letter: investment-based crowdfunding. -
Information on instances where the FCA has used relief powers - August 2021
The FCA provides information on scenarios where relief powers under the FCA Handbook, FEES 2.3.1, were engaged. -
Final Notice 2021: EMGLegal Limited [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.