Publications

Showing 7011 to 7020 of 18811 search results.

7011. Information on the appointment of a Senior Legal Adviser

      FOI releases

      Published: 02/07/2021

      Last modified: 25/10/2022

      The FCA provides information on the appointment of Raj Parker as a part-time Senior Legal Adviser.

7012. GC21/2: Primary Market Bulletin No. 35

      Guidance consultations

      Published: 02/07/2021

      Last modified: 10/09/2021

      We are consulting on the following proposed changes to the Knowledge Base.

7013. Information on FCA's exercise of concurrent competition enforcement powers - July 2021

      FOI releases

      Published: 02/07/2021

      Last modified: 25/10/2022

      The FCA provides information relating to the exercise of concurrent competition enforcement powers under the Competition Act 1998 between 1 April 2015 and 15 Jun 2021.

7014. Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries [pdf]

      Dear CEO letters

      Published: 02/07/2021

      Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries.

7015. PS21/7: FCA regulated fees and levies 2021/22 [pdf]

      Policy statements

      Published: 01/07/2021

      We are publishing 2021/22 periodic regulatory fees as well as feedback on responses on draft fees and levies rules in CP21/08.

7016. PS21/7: FCA regulated fees and levies 2021/22

      Policy statements

      Published: 01/07/2021

      Last modified: 16/07/2021

      We publish our final 2021/22 regulated fees and levies including feedback on CP21/8.

7017. Review of host Authorised Fund Management firms

      Multi-firm reviews

      Published: 30/06/2021

      Last modified: 05/08/2021

      We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

7018. PS21/6: Implementation of Investment Firms Prudential Regime [pdf]

      Policy statements

      Published: 29/06/2021

      This is the first Policy Statement we will issue to introduce the IFPR. It summarises feedback received to CP20/24, our response and sets out near-final rules

7019. Mortgages Product Sales Data (PSD) monthly tables 2020 [xlsx]

      Data

      Published: 29/06/2021

      The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us. These tables are for 2020.

7020. Retail Investments Product Sales Data (PSD) Tables 2020 [xlsx]

      Data

      Published: 29/06/2021

      The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2020.