Publications
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FG21/4: Guidance for insolvency practitioners on how to approach regulated firms [pdf]
This guidance provides our view of how an IP should ensure regulated firms meet their ongoing financial services regulatory obligations following appointment. -
Credit Broking Survey - Frequently Asked Questions [pdf]
Credit Broking Survey - Frequently Asked Questions. -
Information on companies authorised to broker loan agreements - May 2021
The FCA provides information on companies authorised to broker loan agreements. -
Information on FCA enforcement investigations into insider dealing - May 2021
The FCA answers questions related to its enforcement investigations into insider dealing. -
FG21/4: Guidance for insolvency practitioners on how to approach regulated firms
We are publishing non-handbook guidance for insolvency practitioners (IPs) on how to approach insolvencies of regulated firms. -
Disclosure of meetings with Alexander Greensill [pdf]
Disclosure of meetings with Alexander Greensill -
Amigo Loans Limited Proposed Scheme of Arrangement - update to FCA's position [pdf]
Amigo Loans Limited Proposed Scheme of Arrangement - update to FCA's position -
Meetings with Mr Alexander Greensill - May 2021
In response to several requests, the FCA can confirm its executive directors and or directors met representatives of Greensill on 3 occasions. -
Research Note: Capital market liquidity in the 2020 coronavirus crisis [pdf]
This paper examines how UK equity markets (exchange traded cash, ETF and derivative) and bond ETFs managed during the coronavirus pandemic. -
Research Note: Capital market liquidity in the 2020 coronavirus crisis
This paper looks at how UK equity markets and bond Exchange Traded Funds have coped during the coronavirus pandemic.