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  1. Payment institution applications - April 2021

    FOI releases

    Published: 22/04/2021

    Last modified: 25/10/2022

    The FCA provides information on applications received for Registrations and Authorisations under PSRs 2009 and PSRs 2017.
  2. Final Notice 2021: Dylan Mitchell (trading as Snap-on, Snap-on Diagnostics, Snap-on Tools) [pdf]

    Final notices

    Published: 21/04/2021

    This final notice (Dylan Mitchell) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.
  3. Final Notice 2021: Alistair Shields (trading as Royal Oak Car Sales) [pdf]

    Final notices

    Published: 21/04/2021

    This final notice (trading as Royal Oak Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.
  4. Final Notice 2021: A3 Medical Limited [pdf]

    Final notices

    Published: 21/04/2021

    This final notice (A3 Medical Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.
  5. Final Notice 2021: Autolegend Ltd [pdf]

    Final notices

    Published: 21/04/2021

    This final notice (Autolegend Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation
  6. Final Notice 2021: Rockin Vans Ltd [pdf]

    Final notices

    Published: 21/04/2021

    This final notice (Rockin Vans Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.
  7. FCA response to Complaints Commissioner's report FCA00878 [pdf]

    Corporate documents

    Published: 21/04/2021

    FCA response to Complaints Commissioner's report FCA00878.
  8. CP21/8: FCA regulated fees and levies: rates proposals 2021/22 [pdf]

    Consultation papers

    Published: 20/04/2021

    We are consulting on FCA periodic fees rates for the next financial year (2021/22) and further FCA fees policy proposals.
  9. Progress of the FCA’s Transformation Programme [pdf]

    Correspondence

    Published: 20/04/2021

    Letter from Charles Randell to John Glen MP, Economic Secretary to the Treasury on progress of the FCA’s transformation programme.
  10. Final Notice 2021: Alsford Page & Gems Limited [pdf]

    Final notices

    Published: 20/04/2021

    This Final Notice refers to breaches of PRIN 3 and PRIN 6 related to Appointed representative sales of extended warranty insurance products in the General Insurance and Protection sector. We imposed a public censure.
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