Publications

Filter results

Filter by topic

Historical publications

Filter by date
Date range

Filter by document type

Search results

Clear all filters

Showing 7291 to 7300 of 18811 search results.

  1. List of firms listed as members of the FSCS levy subgroups - April 2021

    FOI releases

    Published: 20/04/2021

    Last modified: 25/10/2022

    FCA provides a response regarding FSCS levy subgroups.

  2. MIFIDPRU application forms [pdf]

    Forms

    Published: 19/04/2021

    MIFIDPRU application forms

  3. Reporting forms for CP2 [pdf]

    Forms

    Published: 19/04/2021

    Reporting forms for CP2

  4. Reporting instructions for CP2 [pdf]

    Documents

    Published: 19/04/2021

    Reporting instructions for CP2

  5. CP21/7: A new UK prudential regime for MiFID investment firms [pdf]

    Consultation papers

    Published: 19/04/2021

    We are seeking views on the second tranche of our proposed rules to introduce the Investment Firm Prudential Regime.

  6. MIFIDPRU notification forms [pdf]

    Forms

    Published: 19/04/2021

    MIFIDPRU notification forms

  7. Option price template for notification [xlsx]

    Documents

    Published: 19/04/2021

    Option price template for notification

  8. CP21/7 A new UK prudential regime for MiFID investment firms

    Consultation papers

    Published: 19/04/2021

    Last modified: 01/06/2021

    We are consulting on our second phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

  9. First Supervisory Notice 2021: Finteractive Limited [pdf]

    Supervisory notices

    Published: 16/04/2021

    This First Supervisory Notice concerns the FCA’s use if its power of intervention in respect of a firm operating post-Brexit under the Temporary Permissions Regime

  10. Gender divide in controlled functions - April 2021

    FOI releases

    Published: 16/04/2021

    Last modified: 25/10/2022

    The FCA provides data on gender divide in controlled functions.
Did you find what you were looking for?