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Showing 7421 to 7430 of 18811 search results.

FOI7699 response [pdf]

FOI releases

Published: 15/04/2021

FOI7699 response
FOI7696 response [pdf]

FOI releases

Published: 15/04/2021

FOI7696 response
FOI7577 Response [pdf]

FOI releases

Published: 15/04/2021

FOI7577 Response
FOI7444 response [pdf]

FOI releases

Published: 15/04/2021

FOI7444 response
FOI7269 annex [pdf]

FOI releases

Published: 15/04/2021

FCA FOI7269 annex.
Final Notice 2021: Simon John Varley [pdf]

Final notices

Published: 15/04/2021

This Final Notice refers to Section 63A FSMA and breaches relating to APER 1 and FIT relating to a lack of honesty and integrity in the investment advisory sector. We imposed a fine and a prohibition.
FOI 7652 response annex [pdf]

FOI releases

Published: 15/04/2021

FOI 7652 response annex
FOI7747 response annex [pdf]

FOI releases

Published: 15/04/2021

FOI7747 response annex
FOI7728 response annex [pdf]

FOI releases

Published: 15/04/2021

FOI7728 response annex
FOI7788 response annex b [pdf]

FOI releases

Published: 15/04/2021

FOI7788 response annex b

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