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FOI 7604 information provided [pdf]
FOI 7604 information provided -
FOI7788 response annex A [pdf]
FOI7788 response annex -
OPBAS Update: Regulation 46A (Publication of Annual Reports) [pdf]
This update is intended to aid the PBSs in drafting their annual reports, as required by Regulation 46A. -
Final Notice 2021: Hewden Stuart Limited [pdf]
This final notice (Hewden Stuart Limited) refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation. -
Dear CEO Letter: Obtaining Deposits via Deposit Aggregators [pdf]
Dear CEO Letter highlighting the risks associated with the increasing volumes of deposits that are placed with banks and building societies (‘firms’) via Deposit Aggregators and how to mitigate them. -
Information on open investigations related to the asset management sector - April 2021
The FCA provides information on investigations it has launched in relation to the asset management sector and senior management functions. -
Asset management firms, Banks and Pension Administrators registered with the FCA - April 2021
The FCA provides how many asset management firms, Banks and Pension Administrators registered with it in 2021 (Up to 2 March 2021). -
Final Notice 2021: Christopher Carey [pdf]
In this final notice, the Authority has refused the application on the basis that Mr Carey does not satisfy the Threshold Conditions in relation to all of the regulated activities for which he would have permission if the application was granted. -
Online invoicing / terms and conditions [pdf]
The following -
List of FCA registered debt collection and debt servicing companies in the UK - April 2021
The FCA provides a list of authorised firms with permission to carry out regulated activities debt-collecting and/or debt administration on 23 March 2021.