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Showing 7501 to 7510 of 18811 search results.

  1. Information related to Whistleblowing - March 2021

    FOI releases

    Published: 18/03/2021

    Last modified: 25/10/2022

    The FCA provides data regarding whistleblowing.
  2. Application for authorisation - Supplement for firms selling investments and non-investment insurance contracts (notes) [doc]

    Forms

    Published: 18/03/2021

    Last modified: 06/11/2023

    Notes to help you fill in the supplement correctly.
  3. Welsh Language Scheme Annual Report for 2019/20 to the Welsh Language Commissioner [pdf]

    Corporate documents

    Published: 17/03/2021

    Welsh Language Scheme Annual Report for 2019/20 to the Welsh Language Commissioner.
  4. Adroddiad Blynyddol Cynllun Iaith Gymraeg ar gyfer 2019/20 i Gomisiynydd y Gymraeg [pdf]

    Corporate documents

    Published: 17/03/2021

    Pwrpas yr adroddiad monitro hwn yw amlinellu’r cynnydd sydd wedi’i wneud gan yr Awdurdod Ymddygiad Ariannol (yr FCA) yn ystod 2019/20 wrth ddarparu gwasanaethau yn unol â’n Cynllun Iaith Gymraeg ac adnabod meysydd i’w gwella yn y dyfodol.
  5. First Supervisory Notice 2021: Raedex Consortium Ltd [pdf]

    Supervisory notices

    Published: 16/03/2021

    First Supervisory Notice for Raedex Consortium Ltd.
  6. Information regarding Complaints against the FCA - March 2021

    FOI releases

    Published: 16/03/2021

    Last modified: 25/10/2022

    The FCA provides data relating to complaints against the FCA.
  7. Cum/ex trading strategies that pertain to dividend arbitrage - March 2021

    FOI releases

    Published: 16/03/2021

    Last modified: 25/10/2022

    The FCA responds to questions about cum/ex trading strategies that pertain to dividend arbitrage.
  8. FCA explains Regdata: Uploading an XBRL file (video transcript) [pdf]

    Transcripts

    Published: 15/03/2021

    Transcript of our video on how to upload an XBRL file in our regulatory reporting system RegData.
  9. RegData user guide: uploading an XBRL file [pdf]

    Systems information

    Published: 12/03/2021

    RegData user guide: uploading an XBRL file
  10. Applications for authorisation - March 2021

    FOI releases

    Published: 12/03/2021

    Last modified: 25/10/2022

    The FCA responds to questions about applications for authorisation.
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