Publications
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First Supervisory Notice 2021: Raedex Consortium Ltd [pdf]
First Supervisory Notice for Raedex Consortium Ltd. -
Information regarding Complaints against the FCA - March 2021
The FCA provides data relating to complaints against the FCA. -
Cum/ex trading strategies that pertain to dividend arbitrage - March 2021
The FCA responds to questions about cum/ex trading strategies that pertain to dividend arbitrage. -
FCA explains Regdata: Uploading an XBRL file (video transcript) [pdf]
Transcript of our video on how to upload an XBRL file in our regulatory reporting system RegData. -
RegData user guide: uploading an XBRL file [pdf]
RegData user guide: uploading an XBRL file -
Applications for authorisation - March 2021
The FCA responds to questions about applications for authorisation. -
Information on claims management companies (CMCs) - March 2021
The FCA provides data on how many CMCs the FCA has given licences to, and how many applications are still being processed. -
Business interruption insurance test case: List of policies capable of responding to Covid-19 [pdf]
A list of policies capable of responding to Covid-19 in the business interruption insurance test case. -
Primary Market Technical Note 801.1: Disclosures in relation to ESG matters, including climate change [pdf]
Listed issuers, other issuers with securities admitted to trading on regulated markets and other entities in scope of requirements under the Market Abuse Regulation and the Prospectus Regulation are subject to a range of disclosure requirements. The -
Breakdown of MDP rejection codes for MIFID RTS22 - March 2021
The FCA provides a breakdown of all MDP rejection codes for MIFID RTS22 Transaction Report rejections for 2018, 2019, 2020.