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Final Notice 2021: Michael John Dwane [pdf]
This final notice Michael John Dwane refers to a failure to satisfy the effective supervision threshold condition (COND) and the suitability threshold condition (COND). We refused the firm’s application for authorisation. -
Google's letter to the FCA - 26 February 2021 [pdf]
Google UK & Ireland’s Managing Director, Ronan Harris, wrote a letter on 26 February 2021 to the FCA Chairman and CEO about the work Google have been doing to tackle scam advertisements on their platform. -
Information on notifications for firms using temporary permissions regime - March 2021
The FCA provides the total number of notifications received from firms to use the temporary permissions regime broken down by passport being used. -
Handbook Notice 85 [pdf]
This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board. -
PS21/1: Breathing space regulations - changes to our Handbook [pdf]
This policy statement follows consultation paper 20/21 and sets out changes we are making to the Handbook as a result of The Debt Respite Scheme. -
User guide: Adding multiple Directory Persons data [pdf]
This user guide helps firms to submit new Directory Persons data in bulk. -
Directory Persons – Questions and Answers [pdf]
Answers to common questions to help your firm submit new Directory Persons data or amend existing Directory Persons information. -
User guide: Amending multiple Directory Persons data [pdf]
This user guide helps firms to amend existing Directory Persons information in bulk. -
MiFID II: product governance review
In this MiFID II review we looked at product governance in a sample of 8 asset management firms. -
PS21/1: Breathing Space Regulations: changes to our Handbook
We’re consulting on some minor changes to our Handbook resulting from regulations on problem debt that are expected to come into force in England and Wales in May 2021.