Publications

Showing 7581 to 7590 of 18816 search results.

7581. Guidance for firms on the fair treatment of vulnerable customers

      Finalised guidance

      Published: 23/02/2021

      Last modified: 22/07/2026

      Our Guidance highlights the actions firms should be taking to treat vulnerable customers fairly.

7582. Information on Applications to perform Senior Management Functions - February 2021

      FOI releases

      Published: 23/02/2021

      Last modified: 25/10/2022

      The FCA provides breakdown data regarding the Senior Management Functions.

7583. Information on Account Information & Payment Initiation Service Providers - February 2021

      FOI releases

      Published: 22/02/2021

      Last modified: 25/10/2022

      The FCA responds to multiple questions regarding Account Information and Payment Initiation Service Providers.

7584. Final Notice 2021: Lee Donnelly (trading as Kingsmill Cars) [pdf]

      Final notices

      Published: 18/02/2021

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

7585. Final Notice 2021: MBO Power Ltd [pdf]

      Final notices

      Published: 18/02/2021

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

7586. Advisers applied for DB transfer permissions in 2020 - February 2021

      FOI releases

      Published: 17/02/2021

      Last modified: 25/10/2022

      The FCA provides data on how many advisers applied for DB transfer permissions in 2020.

7587. Investigations into Cum-Ex related issues - February 2021

      FOI releases

      Published: 16/02/2021

      Last modified: 25/10/2022

      The FCA provides data regarding investigations into Cum-Ex related issues.

7588. Information on data breaches 2019 and 2020 - February 2021

      FOI releases

      Published: 16/02/2021

      Last modified: 25/10/2022

      The FCA provides number of incidents reported to it that contained notifications where the confidentiality of company or personal data may have been compromised or breached.

7589. Business interruption test case: FCA consequential submissions [pdf]

      Corporate documents

      Published: 15/02/2021

      This is the FCA’s written submissions in relation to consequential matters following the hand down of the Supreme Court’s judgment on 15 January 2021.

7590. Business interruption test case: Submissions on declarations Royal & Sun Alliance Insurance plc [pdf]

      Corporate documents

      Published: 15/02/2021

      Submissions of Royal & Sun Alliance Insurance Plc in relation to its specific declarations.