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Fees and levies: FSCS class 2 category 1 - Life distribution and investment intermediation (CLII-1) [pdf]
Data previously reported for class SC02 life and pension intermediation and SD02 investment intermediation -
Fees and levies: FSCS class 2 category 4 -structured deposits provision (CLII-4) [pdf]
Guidance sheet providing details on the data to include within fee tariff data submissions. -
Fees and levies: FSCS class 4 category 1 - Home finance intermediation (CLHFI-1) [pdf]
Data previously reported for FSCS class SE02 - home finance intermediation -
Fees and levies: FSCS class 1 category 1 - General insurance distribution (CLGID-1) [pdf]
Data previously reported for class SB02 - general insurance intermediation -
FS 21/2 Approach to Repossessions: Updated Tailored Support Guidance for firms - Feedback on draft guidance for mortgages and consumer credit [pdf]
FS 21/2 Approach to Repossessions: Updated Tailored Support Guidance for firms - Feedback on draft guidance for mortgages and consumer credit. -
Final Notice 2021: Skandar Services Limited [pdf]
This final notice (Skandar Services Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and Protection -
Regulatory fees and levies 2019/2020 - fee block CC03 guidance [pdf]
Regulatory fees and levies 2019/2020 - fee block CC03 guidance -
Regulatory fees and levies - fee block A002D guidance [pdf]
Regulatory fees and levies - fee block A002D guidance. -
Active investigations - January 2021
FCA provides information on its active investigations. -
Final Notice 2021: Laura Thompson (trading as ML Car Sales) [pdf]
This final notice (Laura Thomspson trading as ML Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.