Publications

Showing 7781 to 7790 of 18816 search results.

7781. Final Notice 2021: Garrick Financial Services Ltd [pdf]

      Final notices

      Published: 11/01/2021

      This Final Notice refers to a failure to satisfy threshold conditions (COND) in the claims management sector. We refused the firm’s application for authorisation.

7782. Final Notice 2020: All Accident Claims Limited [pdf]

      Final notices

      Published: 08/01/2021

      This Final Notice refers to a failure to satisfy threshold conditions (COND) in the claims management sector. We refused the firm’s application for authorisation.

7783. Form TMPR CH: notification to amend a recognised EEA UCITS [doc]

      Forms

      Published: 07/01/2021

      Last modified: 27/02/2025

      Notification of certain changes to an EEA UCITS scheme and any sub-funds which are in the TMPR as required by Regulations 65 and 66 of the Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019.

7784. The coronavirus (Covid-19) financial resilience survey data

      Data

      Published: 07/01/2021

      Last modified: 07/01/2021

      The results from the FCA's financial resilience surveys that were sent to 23,000 regulated firms. Through the surveys the FCA is understanding the real-time effect the pandemic is having on the finances of the firms it prudentially regulates.

7785. Data on transaction reporting - January 2021

      FOI releases

      Published: 07/01/2021

      Last modified: 25/10/2022

      The FCA provides information on multiple questions regarding transaction reporting.

7786. The FCA's response to Complaint Commissioner Report FCA00769 [pdf]

      Corporate documents

      Published: 05/01/2021

      The FCA's response to the Complaints Commissioner's Report FCA00769.

7787. Multilateral MoU concerning consultation, cooperation and the exchange of information between each of the EEA competent authorities and the FCA [pdf]

      Memorandums of understanding

      Published: 04/01/2021

      Multilateral MoU concerning consultation, cooperation and the exchange of information between each of the EEA competent authorities and the FCA

7788. Memorandum of Understanding concerning consultation, co-operation and the exchange of information between ESMA and the FCA [pdf]

      Memorandums of understanding

      Published: 04/01/2021

      MoU concerning consultation, cooperation and the exchange of information between ESMA and the FCA

7789. TPR firms with BCD, EMD or PSD activities [csv]

      Data

      Published: 31/12/2020

      This sheet is for the purpose of Open Banking and is limited to showing firms in the TPR which previously held passports under the Second E-money Directive, Payment Services Directive or Banking Consolidation Directive.

7790. CRAs application for registration (form) [docx]

      Forms

      Published: 31/12/2020

      Last modified: 29/12/2022

      Application for registration form for credit rating agencies (CRAs).