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Showing 7801 to 7810 of 18816 search results.

  1. Explanatory note for the transitional direction for the derivatives trading obligation [pdf]

    Handbook

    Published: 31/12/2020

    Explanatory note for the transitional direction for the derivatives trading obligation

  2. Full-scope Gibraltar alternative investment fund managers (AIFMs) marketing funds under Regulation 57 [docx]

    Published: 31/12/2020

    National Private Placement Regime – marketing notification form

  3. NPPR Guidance Note - marketing notification form for full-scope Gibraltar AIFMs [pdf]

    Published: 31/12/2020

    Marketing funds under Regulation 57

  4. Full-scope Gibraltar AIFM only - regulation 57 material change [docx]

    Published: 31/12/2020

    Full scope Gibraltar Alternative Investment Fund Managers (AIFM) marketing funds under Regulation 57

  5. NPPR Guidance Note - material change notifications for full-scope Gibraltar AIFMs [pdf]

    Published: 31/12/2020

    Marketing funds under Regulation 57.

  6. Indicative list of financial instruments [pdf]

    Documents

    Published: 29/12/2020

    Indicative list of financial instruments that are subject to notification requirements. This PDF has been amended to improve accessibility. This PDF has been amended to improve accessibility.

  7. TR-1: Standard form for notification of major holdings [docx]

    Forms

    Published: 29/12/2020

    Standard form for notification of major holdings to be sent to the relevant issuer.

  8. FCA Board Minutes: 26 November 2020 [pdf]

    Meeting minutes

    Published: 23/12/2020

    FCA board minutes for the 26 November 2020 meeting.

  9. FCA Board Minutes: 12 November 2020 [pdf]

    Meeting minutes

    Published: 23/12/2020

    FCA board minutes for the 12 November 2020 meeting.

  10. Statistics on the FCA's investigations into criminal and civil breaches - December 2020

    FOI releases

    Published: 23/12/2020

    Last modified: 25/10/2022

    The FCA provides data on statistics on its investigations into criminal and civil breaches.
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