Publications
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Regulatory Co-operation Agreement on FinTech between Reserve Bank of India (RBI) and Financial Conduct Authority (FCA) [pdf]
Regulatory Co-operation Agreement on FinTech between Reserve Bank of India (RBI) and Financial Conduct Authority (FCA). -
PS20/12: Extending implementation deadlines for the Certification Regime and Conduct Rules
This Policy Statement (PS) sets out our final rules and summarises the feedback received to Consultation Paper CP 20/10 and our responses. -
Final Notice 2020: Aviva plc [pdf]
This Final Notice (Aviva plc) refers to breaches of Listing Rule 1.3.3R and Transparency Rule 1A.3.2R related to Listing rules/DTR breaches in the General Insurance and Protection sector. We issued a public censure. File updated with accessibility -
Portfolio letter: Claims Management Companies (CMCs) [pdf]
This portfolio letter includes lead generators (which seek out, refer and identify claims), and other claims management companies which advise a claimant or potential claimant, investigate a claim or represent a claimant in relation to claims across -
Handbook Notice 81 [pdf]
This Handbook Notice 81 describes the changes to FCA Handbook and other materials made by the FCA boar under legislative and other statutory powers. -
PS 20/11: Mortgages: Removing barriers to intra-group switching and helping borrowers with maturing interest-only and part-and-part mortgages [pdf]
PS 20/11: Mortgages: Removing barriers to intra-group switching and helping borrowers with maturing interest-only and part-and-part mortgages -
Video transcript: graduate stories [pdf]
Transcript for our video on graduates here at the FCA. -
Skilled persons information - October 2020
FCA provides information on skilled persons reports for fintechs and sandbox firms. -
Number of investigations opened and closed - October 2020
FCA provides information on the number of investigations opened and closed in 2020 and since 16 March. -
Information on Serious Organised Crime and Police Act 2005 agreements - October 2020
FCA provides information on SOCPA agreements.