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  1. Final notice 2020: Stuart Carnegie (trading as SC Motors and SC Veleting) [pdf]

    Final notices

    Published: 09/07/2020

    This final notice ( Stuart Carnegie (trading as SC Motors and SC Veleting)) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation

  2. Portfolio strategy letter for payment services firms and e-money issuers [pdf]

    Portfolio letters

    Published: 09/07/2020

    We set out the actions we expect you to take across 6 key areas to prevent harm to your customers by ensuring you are compliant with your regulatory obligations.

  3. Information on numbers of active and closed FCA cases - July 2020

    FOI releases

    Published: 09/07/2020

    Last modified: 25/10/2022

    The FCA provides information on the number of active and closed FCA cases

  4. Finalised guidance: Coronavirus and safeguarding customers’ funds: additional guidance for payment and e-money firms [pdf]

    Finalised guidance

    Published: 09/07/2020

    This finalised guidance intends to strengthen firms’ prudential risk management and arrangements for safeguarding customers’ funds in this period of economic stress due to coronavirus.

  5. FS20/10: Coronavirus and safeguarding customers’ funds: guidance for payment and e-money firms

    Feedback statements

    Published: 09/07/2020

    Last modified: 09/07/2020

    We summarise the feedback to our proposed temporary guidance on payment firms’ prudential risk management and safeguarding arrangements for customers’ funds, in light of coronavirus.

  6. Coronavirus and safeguarding customers’ funds: additional guidance for payment and e-money firms

    Finalised guidance

    Published: 09/07/2020

    Last modified: 09/07/2020

    This finalised guidance intends to strengthen firms’ prudential risk management and arrangements for safeguarding customers’ funds in this period of economic stress due to coronavirus.

  7. Information on firms and individuals investigated for defined benefit transfer advice misconduct - July 2020

    FOI releases

    Published: 08/07/2020

    Last modified: 25/10/2022

    The FCA provides information on firms and individuals investigated for defined benefit transfer advice misconduct

  8. The FCA’s response to the Complaints Commissioner’s Report FCA00687 [pdf]

    Corporate documents

    Published: 07/07/2020

    The FCA’s response to the Complaints Commissioner’s Report FCA00687

  9. The FCA’s response to the Complaints Commissioner’s Report FCA00522 [pdf]

    Corporate documents

    Published: 07/07/2020

    The FCA’s response to the Complaints Commissioner’s Report FCA00522

  10. The FCA’s response to the Complaints Commissioner’s Report FCA00584 [pdf]

    Corporate documents

    Published: 07/07/2020

    The FCA’s response to the Complaints Commissioner’s Report FCA00584
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