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Business interruption insurance test case: Defence of Royal & Sun Alliance Insurance Plc [pdf]
The Defendants to the business interruption insurance test case have now served their Defences. These state each Defendant’s written case, in response to the FCA’s Particulars of Claim. This is the defence of Royal & Sun Alliance Insurance Plc -
Business interruption insurance test case: Court order [pdf]
Following the Case Management Conference on 16 June, we have published the court order for the business interruption insurance test case. -
Business interruption insurance test case: Defence of Ecclesiastical Insurance Office Plc and MS Amlin Underwriting Ltd [pdf]
The Defendants to the business interruption insurance test case have now served their Defences. These state each Defendant’s written case, in response to the FCA’s Particulars of Claim. This is the defence for Ecclesiastical Insurance Office Plc -
TR20/1: The effectiveness of Independent Governance Committees and Governance Advisory Arrangements
We reviewed how effectively Independent Governance committees (IGCs) and Governance Advisory Arrangements (GAAs) are improving the value for money of workplace pensions. -
Information on number of mortgages that had loan to values exceeding 90% in Q4 2019 - June 2020
FCA provides information on number of mortgages that had loan to values exceeding 90% in Q4 2019. -
DP20/2: A new UK prudential regime for MiFID investment firms [pdf]
This discussion paper sets out the details of the EU’s new prudential regime for investment firms (IFD/IFR), and seeks feedback from stakeholders on the appropriate rules for the UK to apply in this area -
Sheldon Mills' allowances and expenses: April 2019 - March 2020 [pdf]
Summary of allowances and expenses claimed by Sheldon Mills, Interim Executive Director of Strategy and Competitioni, including hospitality given outside of the FCA. -
DP20/2: Prudential requirements for MiFID investment firms
This Discussion Paper sets out initial views as well as technical details on the Investment Firm Directive (IFD) and the Investment Firm Regulation (IFR). The Government will be introducing a framework for the new regime for UK firms. We are seeking -
Letter to former members of the British Steel Pension Scheme - June 2020 [pdf]
A letter from the FCA to former members of the British Steel Pension Scheme whom transferred out. The FCA is concerned the advice they received may be unsuitable and they should consider taking action for any compensation they are potentially owed. -
Information on Q1 2020 data for the 'Consumer credit - high cost short term credit lending' report - June 2020
FCA provides updated information on data in the 'Consumer credit - high cost short term credit lending' report.