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Business interruption insurance test case: proposed assumed facts [pdf]
The following set of assumed facts has not been tailored to the specific policies to be selected but represents an overview of what the FCA currently perceives to be a range of possible fact patterns for policyholders, and in particular SME -
First supervisory notice 2020: Hoch Capital Ltd [pdf]
This first supervisory notice concerns the FCA’s use of its power of intervention in respect of an inward service passported EEA investment firm for breaches of MiFID obligations. We imposed requirements on the firm to prevent it from providing -
Business interruption insurance test case: proposed issues matrix [pdf]
This matrix contains a few of the key terms that are likely to be argued. In including exclusions or trends clauses, the FCA does not thereby accept that they are in fact applicable to any or all claims being considered here -
Business interruption insurance test case: proposed questions for determination [pdf]
The document is intended to be high level and encompass all potential issues arising from the wordings neutrally -
First supervisory notice 2020: Magnum FX Cyprus Ltd [pdf]
This first supervisory notice concerns the FCA’s use of its power of intervention in respect of an inward service passported EEA investment firm for breaches of MiFID obligations. We imposed requirements on the firm to prevent it from providing -
Business interruption insurance test case: draft guidance for firms
FCA publishes draft guidance for firms on the business interruption insurance test case -
Mortgages and coronavirus: updated guidance for firms
FCA update to our guidance for firms on mortgages and coronavirus -
Business interruption insurance test case: proposed representative sample of policy wordings [pdf]
The following are the potentially applicable and relevant cover clauses, definitions, exclusions, trends clauses, and sub-limits of indemnity that are proposed to be tested by the test case -
Information on number of SMF16 holders as of May 2020 and December 2019 - June 2020
FCA provides information on number of SMF16 holders as of May 2020 and December 2019. -
Final Notice 2020: John Norton [pdf]
This final notice (John Norton) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.