Publications
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Information provided on Investigations into Security and Privacy data breaches - January 2020
FCA provides information on Security and privacy incidents that have occurred and outcomes from Nov 30th 2018 to Nov 30th 2019. -
Occasional Paper No. 50: Quantifying the High-Frequency Trading 'Arms Race': A new methodology and estimates
Occasional Paper 50 -
Letter to ISDA on an unrepresentative LIBOR [pdf]
Letter to ISDA on an unrepresentative LIBOR -
Infographic: Overdraft charges [pdf]
Infographic showing that 7 out of 10 customers will be better off or won't pay any more than they already do under the new overdrafts reforms. -
Inside FCA Podcast: Andrew Bailey interview on challenges and achievements [pdf]
Read the Inside FCA Podcast transcript where he discusses the past 12 months as he looks back at his time at the FCA and the challenges and achievements. -
Changes to overdraft charges
From April 2020, new overdraft rules begin meaning many banking customers will be better off. See whether you are likely to be charged more or less by your bank or building society. -
Portfolio letter: Our Alternatives Supervision Strategy [pdf]
This letter outlines our view of the key risks of harm that alternative investment firms pose to their customers or the markets in which they operate. -
Asset Management Portfolio Letter [pdf]
This letter outlines our view of the key risks of harm that Asset Managers pose to their customers or the markets in which they operate. You should consider whether your firm presents these risks and your strategies for mitigating them. -
FSCS Supplementary Levies 2019/2020 [pdf]
FSCS supplementary levies for 2019/20: £50 million levy from the Life Distribution, Pension and Investment intermediation class and £30 million refund to Deposit class. -
Final Notice 2020: Hall and Hanley Limited (HHL) [pdf]
This Final Notice refers to breaches of the Conduct of Authorised Persons Rules 2014 (“CAPR”) in relation to misleading consumers to claims and unfair treatment of consumers in the claims management sector. We imposed a financial penalty.